PUKYONG

Maritime Data Analytics Using Explainable Artificial Intelligence for Energy-Efficient Shipping and Condition Monitoring of Marine Equipment

Metadata Downloads
Alternative Title
설명가능한 인공지능 기반 해양 데이터 분석을 통한 에너지 효율적 선박 운항 및 해양 장비 상태 모니터링
Abstract
Maritime transportation plays a vital role in global trade but faces urgent sustainability challenges related to reducing fossil fuel use and emissions. Despite being the most energy-efficient mode of transportation, maritime activities still contribute a significant amount of greenhouse gas (GHG) emissions worldwide due to their heavy reliance on oil as fuel, pressing regulatory bodies to curb this reliance. The urgency has advanced condition monitoring techniques that enable monitoring of energy efficiency and data collection for further improvements to support data-driven decision-making. The existence of big data in maritime operations, supported by technological advancements, has made this possible. While this data now facilitates more sophisticated modeling, challenges remain around fully leveraging insights and enhancing the interpretability of results. This dissertation therefore explores applying Explainable Artificial Intelligence (XAI) techniques to improve energy performance through optimized operations, predictive maintenance capabilities, and generating transparent explanations from complex algorithms used for analytics. Three major maritime tasks are explored to contribute to the industry's goals of improved energy efficiency and condition monitoring: anomaly detection modeling for vessel main engine fault diagnosis, shaft power prediction with voyage-based feature attribution analysis, and region- specific explanation of extreme high fuel oil consumption events. The research demonstrates how XAI approaches, such as model-agnostic SHAP values and localized interpretations, enable insightful and transparent machine learning solutions. These techniques provide explainability and interpretability that have become critically important as maritime operations increasingly rely on advanced analytics and black-box modeling. By unlocking the inner workings of complex algorithms, XAI paves the way for increased trust, reliability, and deployment of artificial intelligence systems in the maritime domain. This dissertation thus illuminates pathways toward more energy-efficient shipping and predictive maintenance through profound transparency into predictive model outcomes. While the three studies leveraged explainable AI techniques to provide novel insights into maritime operations, rigorous validation of the XAI outputs was also paramount. With no standardized evaluation methods established for this emerging field, tailored statistical-based approaches were developed for each part of the research item as post-analysis supplements. Focusing on two key axioms - dissimilarity and consistency - the validation sought to independently assess whether the feature attributions from XAI models reasonably distinguished important from unimportant features and whether the robustness of the proposed validation method could withstand small perturbations to the models or data. This self-designed evaluation process represents an important contribution, addressing the lack of consensus around XAI validation. Demonstrating explanatory robustness and reliability through rigorous testing represents an important methodological contribution. This work has therefore illuminated both practical challenges within shipping and pathways toward achieving more transparent, trustworthy maritime data analytics, and substantially advances maritime analytics through both the application and development of XAI techniques and evaluation practices. The explainable frameworks and customized validation approaches established herein offer a strong foundation to facilitate continued progress in predictive maintenance, optimization, and enhanced sustainability through data-driven insights. In summary, this dissertation significantly progresses maritime data science through Explainable Artificial Intelligence (XAI).
Author(s)
HANDAYANI MELIA PUTRI
Issued Date
2024
Awarded Date
2024-02
Type
Dissertation
Keyword
Explainable Artificial Intelligence, Maritime Data Analytics, Machine Learning, Energy Efficiency, Condition Monitoring
Publisher
국립부경대학교 대학원
URI
https://repository.pknu.ac.kr:8443/handle/2021.oak/33863
http://pknu.dcollection.net/common/orgView/200000744841
Affiliation
국립부경대학교 대학원
Department
산업 및 데이터공학과
Advisor
Jihwan Lee
Table Of Contents
I. Introduction 1
1. Towards Energy Efficiency in Maritime 1
2. Development of Regulations Towards Energy-Efficient Shipping by International Regulatory Bodies 3
2.1. International Maritime Organization Regulations 3
2.2. Complimentary Regulations 5
3. Existing Research in Maritime Data Analytics 7
3.1. Machine Learning for Energy-Efficient Shipping 7
3.2. Data-driven Condition Monitoring 8
3.3. Explainable Artificial Intelligence (XAI) in Maritime 9
II. Dissertation Roadmap 11
1. Research Motivation 11
2. Aiming and Scopes 13
3. Structure of the Dissertation 14
III. Theoretical Foundation and Data Landscape 18
1. Fundamental Framework 18
1.1. Machine Learning 19
1.1.1. What is Machine Learning 19
1.1.2. Tree-based Machine Learning 20
1.2. Explainable Artificial Intelligence (XAI) 21
1.2.1. What is Interpretability and Explainability in XAI 21
1.2.2. The Development of XAI Methodologies 22
1.2.3. SHapley Additive exPlanations (SHAP) by Lundberg, et.al. 25
1.2.4. SHAP Local Explanation to Global Explanation 28
1.3. Novel Validation of XAI Analysis in This Study 30
2. Data Source 35
IV. Explainable Anomaly Detection Framework of Vessel Main Engine 37
1. Research Overview 37
2. Data and Methodology 38
2.1. Data Overview 38
2.2. Proposed Method 41
2.2.1. Isolation Forest 43
2.2.2. Explainable Artificial Intelligence (XAI) with SHAP 45
3. Results and Discussion 47
3.1. Unsupervised Anomaly Detection with iForest 47
3.2. Explaining the Anomaly Detection with SHAP 48
3.3. Anomaly Segmention with Hierarchical Clustering 52
4. Key Takeaways 55
5. Postscriptum: Validating the Explainable AI 59
V. A Comprehensive Analysis of Shaft Power Prediction with Voyage-based Insights using SHAP Feature Attribution 62
1. Research Overview 62
2. Data and Methodology 65
2.1. Data Overview 65
2.1.1. Features selection 68
2.1.2. Data filtering 69
2.1.3. Features transformation 71
2.2. Proposed Method 73
2.2.1. Machine Learning Prediction 73
2.2.2. Performance Evaluation for Prediction Models 74
2.2.3. Explainable Artificial Intelligence 76
3. Results and Discussion 81
3.1. Development of Shaft Power Prediction Model 81
3.2. Unveil the Feature Attribution with SHAP 85
4. Key Takeaways 93
5. Postscriptum: Validating the Explainable AI 73
VI. Navigating the Extreme High Fuel Oil Consumption with Region-Specific Explanation 96
1. Research Overview 96
2. Data and Methodology 98
2.1. Data Overview 98
2.1.1. Data Filtering 102
2.1.2. Feature Transformation 102
2.2. Proposed Method 103
3. Results and Discussion 105
3.1. Development of Fuel Oil Consumption Prediction Model through Comprehensive Comparative Study 105
3.2. Delves into the Explanation of Prediction Model with SHAP 109
3.2.1. SHAP Global Explanation of Overall Data 110
3.2.2. SHAP Global Explanation of Extreme High FOC 112
3.3. Pragmatic Implementation of the SHAP Analysis for Region-Specific Investigation of Extreme High FOC 117
3.3.1. Extreme High FOC Regions of Vessel Trajectory 117
3.3.2. Explanations of the Region-Specific Extreme FOC 119
4. Key Takeaways 123
5. Postscriptum: Validating the Explainable AI 127
VII. Conclusion and Future Works 129
1. Conclusion 129
2. Future Works 131
References 133
Degree
Doctor
Appears in Collections:
대학원 > 산업및데이터공학과
Authorize & License
  • Authorize공개
  • Embargo2024-02-16
Files in This Item:

Items in Repository are protected by copyright, with all rights reserved, unless otherwise indicated.